Decision #66/12 - Type: Workers Compensation
Preamble
The worker is appealing the decision made by Review Office of the Workers Compensation Board ("WCB") which determined that the medical evidence did not support a probable ongoing relationship between his current right knee problems and the April 9, 2009 compensable injury and therefore he was not entitled to medical aid benefits or a Permanent Partial Impairment ("PPI") award. A file review was held on February 23, 2012 to consider the matter.Issue
Whether or not the worker is entitled to additional medical aid benefits; and
Whether or not the worker is entitled to a permanent partial impairment award.
Decision
That the worker is not entitled to additional medical aid benefits; and
That the worker is not entitled to a permanent partial impairment award.
Decision: Unanimous
Background
In April 2009, the worker reported that he injured his groin and right knee from the following work-related accident:
I was carrying a generator pump with another person. He dropped his end and I slipped on the ice, did the splits and fell hard.
Initial medical reports showed that the worker attended a hospital for treatment on April 9, 2009 and was diagnosed with a soft tissue injury and possible leg injury.
On April 19, 2009, the worker was seen at a sports injury clinic with complaints of right knee and right groin pain resulting from the work accident. The treating physician noted that the worker had a past medical history of right knee surgery from 1999 which was "cleaned up." The diagnosis was a right knee lateral meniscal tear and a hip capsular sprain. An MRI was arranged.
On April 29, 2009, the MRI of the right knee revealed:
- Advanced degenerative change lateral femoro-tibial compartment.
- Marked post-surgical truncation lateral meniscus. Small remnant with no evidence for residual or recurrent tear.
In a report dated June 12, 2009, the treating physician reported that the worker's work-related injury created torquing stress to his right knee and hip for which a suspicion was raised of a right lateral meniscal tear and right hip capsular strain. When seen this date, the worker's knee showed some lateral tenderness and swelling but with increased range of motion. An orthopaedic surgeon referral was suggested.
The WCB obtained consultant and operative reports related to the worker's previous knee difficulties which were reviewed by a WCB medical advisor in June 2009. The medical advisor provided primary adjudication with the following opinions:
- based on the reported mechanism of injury, the worker appeared to have sustained a right hip strain and right knee strain with aggravation of a pre-existing degenerative knee condition.
- the worker had a history of right lateral meniscectomy in 1980 and in 1997 chondromalacia of the lateral femoral condyle and lateral tibial plateau.
- the worker aggravated his right knee injury which was still symptomatic.
The worker was seen by an orthopaedic surgeon on July 10, 2009. He noted that most of the worker's tenderness was in the lateral joint region consistent with lateral joint arthrosis. He said there was no indication for any surgical intervention and that the worker's unloader brace was the best option at the time along with knee care and strengthening exercises.
On January 5, 2010, the worker was seen by a second orthopaedic surgeon. He noted that the worker had osteoarthritis of the lateral compartment and had a lot of mechanical symptoms. He stated: "Because of the fact that his knee was doing well until the work related injury, and because he is having a significant amount of mechanical symptoms in the knee, I think an arthroscopy is indicated…"
On May 25, 2010, the worker underwent a right knee arthroscopy, arthroscopic chondroplasty medial femoral condyle. The surgical report stated:
The patellofemoral joint was normal. Medial gutter normal. Medial meniscus normal. Medial tibial plateau normal. The medial femoral condyle had a large unstable flap of cartilage on the weightbearing surface. The anterior cruciate ligament was normal. The lateral meniscus was absent. 40% of the lateral femoral condyle and 40% of the lateral tibial plateau were down to bare bone. There was no further unstable articular cartilage…the large unstable flap of articular cartilage was removed from the medial femoral condyle. There was no exposed bone at the end of the procedure and no unstable cartilage.
A follow-up report from the treating surgeon dated June 1, 2010 indicated that the worker had a moderate amount of pain and it felt like something was catching when he flexed and extended his knee. The treatment plan was a referral to physiotherapy and that the worker was not capable of working for the next 3 weeks. Physiotherapy treatments were authorized as a WCB responsibility.
On July 12, 2010, a WCB orthopaedic consultant reviewed the file and stated that the probable diagnosis related to the injury of April 9, 2009 was a sprain/strain of the right knee joint and a strain of the right groin. He also stated:
The claimant has longstanding degenerative osteoarthritis involving the lateral compartment of the right knee subsequent to an open lateral meniscectomy many years ago. The findings at the arthroscopy of May 25, 2010, identify the natural progression of this condition. In addition, there is evidence of early degenerative chondromalacia changes in the medial compartment as would be expected in view if (sic) the severe degenerative changes elsewhere. This area was shaved and in my opinion is of minor significance compared to the longstanding lateral compartment changes.
The severe degenerative changes in the lateral compartment showed no evidence of recent change (ie, unstable flaps etc) and in fact there was no surgical treatment carried out of this area.
It is my opinion that the compensable injury of this claim was not responsible for an aggravation of the longstanding pre-existing condition.
On July 20, 2010, the worker was issued a decision that the WCB was no longer accepting responsibility for the costs associated with his treatment or time missed from employment as it was felt that his ongoing knee complaints were not related to the workplace injury and that his current disability was the result of an underlying or pre-existing condition, the progression of which was not enhanced or accelerated by the work accident.
On June 7, 2011, a WCB medical advisor noted to the file that the worker underwent a diagnostic arthroscopy on May 21, 2010 and that arthroscopic portal scars would not result in a rateable cosmetic PPI.
In a decision dated June 15, 2011, the worker was advised that he was not entitled to a PPI resulting from his groin and knee injury.
On August 20, 2011, the worker submitted an appeal to the WCB with respect to the decisions made on July 20, 2010 and June 15, 2011. The worker noted that he suffered from pain and discomfort in his right knee every day and that he should be entitled to medical treatment as well as a PPI award. The case was referred to Review Office for consideration.
On October 26, 2011, Review Office referred the worker's case to a WCB orthopaedic consultant for an opinion as to whether the large unstable flap of cartilage on the weight bearing surface of the medial femoral condyle which was found on arthroscopy was caused by the accident of April 9, 2009 and was causing the worker's ongoing knee problems. On October 26, 2011, the consultant stated that the unstable flap of articular cartilage was a frequent finding in osteoarthritis and it was difficult to relate this pathology of the medial femoral condyle with the mechanism of injury or the immediate post-injury clinical findings. Rather, it was probably the natural and inevitable progression of the osteoarthritis which commenced in the lateral compartment and would be expected to spread to other compartments. He opined there was no objective medical evidence that the workplace injury caused aggravation or enhancement of the pre-existing osteoarthritis. Even in the absence of the workplace injury, progression of the osteoarthritis of the right knee would be expected to progress to a level currently experienced.
On October 27, 2011, Review Office determined that the worker was not entitled to additional medical aid benefits on the grounds that the medical evidence did not support a probable ongoing relationship between his current right knee problems and the April 9, 2009 compensable injury. Review Office relied on the medical opinion of October 26, 2011 in making its determination.
Review Office also determined that the worker was not entitled to a PPI related to his injury or to the arthroscopic surgery the worker had on May 25, 2010. Review Office noted the surgery was authorized by the WCB for diagnostic purposes. The results of the arthroscopy reaffirmed the previous understanding that the worker's knee problems were pre-existing in origin. It stated that cosmetic impairments were not awarded for arthroscopic entry scars and that no impairment would be warranted. On November 15, 2011, the worker appealed Review Office's decision to the Appeal Commission and a file review was held on February 23, 2012.
On February 23, 2012, the panel decided to write to the WCB's healthcare branch to obtain an explanation/rationale for the opinion that was documented to the file on June 7, 2011 that "Arthroscopic portal scars would not result in a rateable cosmetic PPI." A response to the panel's request was received from the WCB and the response was forwarded to the interested parties for comment. On April 11, 2012, the panel met further to discuss the case and rendered decisions on the issues under appeal.
Reasons
Applicable Legislation:
The Appeal Commission and its panels are bound by The Workers Compensation Act (the “Act”), regulations and policies of the Board of Directors. Under subsection 4(1) of the Act, where a worker suffers personal injury by accident arising out of and in the course of employment, compensation shall be paid to the worker by the WCB. Subsection 39(2) of the Act provides that the WCB will pay wage loss benefits until such a time as the worker’s loss of earning capacity resulting from the accident ends. Subsection 27(1) provides that medical aid will be paid by the WCB for so long as is necessary to cure and provide relief from the injury.
Payment of compensation for an impairment is provided for under section 38 of The Workers Compensation Act (the “Act”), which reads as follows:
Determination of impairment
38(1) The board shall determine the degree of a worker’s impairment expressed as a percentage of total impairment.
Calculation of impairment award
38(2) Where the board determines that a worker has suffered an impairment, the board shall pay to the worker as a lump sum an impairment award in the following amount, for an impairment that is determined by the board to be
(a) 1% or greater but less than 30%: $1,030. for each full 1% of impairment; ….
In accordance with the Act, the Board of Directors enacted WCB Policy 44.90.10.02
Permanent Impairment Rating Schedule (the “Policy”) which provides guidelines on how impairment awards are to be calculated. The Policy states:
2. Whenever possible, and reasonable, impairment ratings will be established strictly in accordance with the schedule attached as appendix A.
Worker's position:
The worker was self-represented in his appeal. In his Appeal of Claims Decision form, the worker wrote that while working on a project, he had the misfortune of having a partner who dropped a large heavy piece of equipment on his knee when they were walking on ice. It pulled his groin and blew out his knee. He acknowledged that although he had surgery prior to this injury, his knee was as good as new and he had no pain or discomfort prior to the mishap. The night before the incident he had done a 3 mile jog and did his regular workout at the camp gym. After the accident he was in pain and was off work for a long time. His knee has continued to cause him pain and discomfort all of the time. He told his doctors that it felt like there was something in it which was causing it to jam up all the time. The worker felt that he tried to tell the WCB about the pain and issues he was having with his knee to no avail. Finally the WCB arranged for surgery and the operative report stated that there was a flap of articular cartilage and that the knee was unstable. The worker submitted that the flap must have been caused by the incident otherwise the surgeon would have removed it from his knee during the prior surgery.
The worker wrote:
I have become very bitter in regards to dealing with this issue. Not only with WCB but with the pain I experience every day still. I am unable to return to running or jogging, and the smallest of tasks that require a strain on my knee such as stairs and riding a bike cause me a great deal of discomfort every day. I am frustrated, frustrated with not being able to have my quality of life that I had prior to this incident and frustrated because I feel that WCB who is supposed to be for the worker but has failed me. I am also frustrated that WCB feels that they can cut into someone's knee and cause pain, scarring and discomfort and then not take any responsibility for that or compensate financially for the pain and permanent scarring they have caused. I believe that WCB needs to take another look at this and make sure that they take into account the pain I have to live with every day and the frustration I feel because of it.
Employer's position:
By letter dated January 10, 2012, the employer provided additional information regarding the workplace incident of April 9, 2009 and the worker's job position with the employer.
Analysis:
There are two issues being appealed. We will address each issue separately.
- Whether or not the worker is entitled to additional medical aid benefits
The first issue before the panel is whether or not the worker is entitled to additional medical aid benefits. In order for the worker's appeal to succeed, the panel must find that when the worker injured his right knee on April 9, 2009, he suffered more than a sprain/ strain to his right knee joint and required medical aid for this injury beyond June 29, 2009. On a balance of probabilities, we are not able to make that finding.
The worker has had a longstanding history of medical intervention in his right knee. In approximately 1980, he had a complete lateral meniscectomy and in 1997, he had a right knee arthroscopy and arthroscopic chondroplasty of the lateral femoral condyle and lateral tibial plateau. The surgical procedures provided relief to the worker and immediately prior to the workplace accident of April 9, 2009, he was not experiencing difficulty with his right knee. Nevertheless, even though it was asymptomatic, it is clear that the worker had a pre-existing degenerative condition in his right knee. The natural history of the degenerative condition would be to worsen over time.
After the April 9, 2009 accident, the worker's right knee became symptomatic and he has continued to have difficulty with his knee since that time. The question for the panel is whether his ongoing difficulties were caused by injury to the knee from the April 2009 incident, or whether they are due to the pre-existing degenerative condition.
The worker was seen by an orthopaedic surgeon who provided a report dated July 10, 2009. In that report, the surgeon stated: "Presumably there has been an aggravation of a pre-existing arthritic condition. The accident in question has served to aggravate the pre-existing arthritic entity for a period of perhaps 4 months. It is the originally pathological process at work." The panel understands this to mean that it was the pre-existing arthritic condition which was the cause of the worker's difficulties, and while the workplace accident aggravated the condition, this would only have lasted about 4 months.
On May 25, 2010, the WCB agreed to accept responsibility for a diagnostic right knee arthroscopy. An arthroscopy is the best method of assessing the condition of the knee and the WCB agreed to the surgery in order to be certain whether or not there was any injury to the internal structures of the knee. The post-operative diagnosis was grade 3 chondromalacia medial femoral condyle, grade 4 chondromalacia lateral femoral condyle and grade 4 chondromalacia lateral tibial plateau. The WCB orthopaedic specialist noted that these findings identify the natural progression of osteoarthritis.
The operative report also identified a large unstable flap of cartilage on the medial femoral condyle. The worker argues that this was an acute injury suffered in the workplace accident. The panel does not agree with this position for the following reasons:
- A second WCB orthopaedic specialist was asked to comment on the presence of the flap and stated: "Unstable flap of articular cartilage is a frequent finding in OA and it is difficult to relate this pathology of the medial femoral condyle with the mechanism of injury or the immediate post injury clinical findings. Rather, it is probably the natural and inevitable progression of the OA which commenced in the lateral compartment and would be expected to spread to other compartments."
- The clinical findings shortly after the workplace accident pointed to the lateral side of the knee as the probable area of damage, whereas the flap was on the medial side.
- The panel also notes that the early findings did not reference any locking in the knee, which would be a symptom typically associated with a loose flap of cartilage. Reference to complaints of locking does not appear until the orthopaedic surgeon's report of July 10, 2009.
In view of the foregoing, on a balance of probabilities, the panel finds that the large unstable flap of cartilage on the medial femoral condyle was not caused by the workplace accident.
As the arthroscopic surgery findings did not identify any further injury which could have been caused by the workplace accident, the panel accepts the WCB orthopaedic specialist's opinion of July 12, 2010 and concludes that the worker's injury was limited to a sprain/strain of the right knee joint and a strain of the right groin. As per the treating orthopaedic surgeon, this aggravation would only be expected to have lasted for 4 months. The panel therefore finds that the worker's compensable injury has resolved and he is not entitled to additional medical aid benefits. The worker's appeal on the first issue is dismissed.
- Whether or not the worker is entitled to a permanent partial impairment award
The second issue concerns whether or not the worker is entitled to a permanent partial impairment award. In the reasons set out earlier, the panel found that the worker's injury was limited to a sprain/strain which has resolved. As such, there is no basis for establishing a permanent impairment in respect of the sprain/strain injury.
The WCB accepted responsibility for the diagnostic arthroscopic surgery and it follows from this that the WCB is also responsible for the consequences of the surgery. Although the panel has found that the post-operative diagnoses were not attributable to the workplace accident, the worker is left with some scarring from the surgical incisions.
Appendix A to the Policy makes provision for a cosmetic rating for disfigurement as follows:
Disfigurement is an altered or abnormal appearance. This may be an alteration of color, shape, or structure, or a combination of these and can also include loss of function due to contractures as a result of scarring.
The rating for disfigurement is done by the Board’s Medical Department and the degree of disfigurement is determined on a judgmental basis. The maximum rating for disfigurement, in extreme cases, is 25%. Typical awards for disfigurement are between 1 and 5%. In order to maintain consistency in awards for disfigurement, and to make the awards as objective as possible, Medical staff will make reference to the folio of previous disfigurement awards established as policy by Board Order No. 67/89 and maintained by the Director of Benefits Division as prescribed in Board Order 67/89.
In the notes from the PPI review dated June 7, 2011, the WCB medical advisor wrote: "[Worker] underwent a diagnostic arthroscopy on May 21, 2010. Arthroscopic portal scars would not result in a rateable cosmetic PPI." Following our initial review of this appeal, the panel requested further elaboration regarding the determination that the cosmetic disfigurement was not rateable. The response from the WCB Director of Healthcare Services was as follows:
Small scars resulting from arthroscopic procedures generally would not meet the threshold of 1% whole body impairment. They are typically 1 centimeter in length, or less, and flat with minimal discolouration in relation to the surrounding tissue. They are generally not conspicuous under ordinary observation.
An example of a 1% rating found in the WCB folio involving a knee was reviewed and has the following characteristics:
· 8 to 10 centimeters long
· ½ centimeter wide
· Scar is raised, dark red in colour and otherwise quite prominent
It is important to note that disfigurement ratings should be relatively proportionate to other ratings found within the WCB impairment schedule. To provide some context, our schedule indicates each of the following conditions would result in a 1% impairment rating:
· Loss of spleen
· Amputation of distal joint of ring finger
· Amputation of great toe, one phalanx
The WCB Healthcare Advisors involved in PPI assessments meet and discuss these matters in order to ensure consistency. Consensus with respect to typical arthroscopic portal scars is that they are not prominent enough to receive a 1% whole body impairment rating.
Based on the foregoing explanation, the panel is satisfied that the determination that the worker's arthroscopic portal scars do not result in a rateable cosmetic PPI was made in accordance with the Policy and schedule. We therefore see no basis for disturbing the recommendation of the WCB medical advisor.
As a result, the panel finds that the worker is not entitled to a permanent partial impairment award. The worker's appeal is dismissed.
Panel Members
L. Choy, Presiding OfficerA. Finkel, Commissioner
P. Walker, Commissioner
Recording Secretary, B. Kosc
L. Choy - Presiding Officer
Signed at Winnipeg this 22nd day of May, 2012