Decision #85/11 - Type: Workers Compensation

Preamble

The employer is appealing the decision made by Review Office of the Workers Compensation Board ("WCB") which determined that the worker was entitled to wage loss benefits during the period February 6 to March 4, 2010. The employer's position is that the worker was not totally disability during this time period. A hearing was held on June 16, 2011 to consider the matter.

Issue

Whether or not the worker is entitled to wage loss benefits.

Decision

That the worker is entitled to wage loss benefits.

Decision: Unanimous

Background

On January 30, 2010, the worker suffered a left ankle sprain which she related to the following accident:

I had just finished my shift. I went out to the car in the parking lot and unplugged the car. I walked back to the driver's door. I must have stepped on uneven ground. My ankle folded over and I fell down.

A left ankle x-ray dated January 30, 2010 revealed minimal soft tissue swelling over the lateral malleolus. A small joint effusion was present. The ankle mortise was well maintained. An acute fracture was not demonstrated.

In a report dated February 4, 2010 the treating physician diagnosed the worker with a severe ankle sprain. The treatment plan outlined was: "Suggest need for 3 weeks of minimal weight-bearing. Ankle sleeve. Analgesia. Heat and elevation. Reassess prn." A sickness certificate dated February 4, 2010 stated that the worker should be off work from January 30, 2010 to February 20, 2010 inclusive.

A WCB adjudicator spoke with the worker on February 4, 2010. The worker confirmed the accident description that was outlined on the worker's report of injury. The worker advised that she was booked on a cruise in Florida from February 11, 2010 to March 2, 2010, and indicated that she would see the cruise doctor in order to complete the return to work paperwork. The adjudicator had no issue with the worker taking her pre-booked vacation.

Two medical notes from a Florida clinic were received dated February 16 and 27, 2010. The forms authorized the worker to be off work to March 4, 2010.

A WCB adjudicator spoke with the worker on March 4, 2010. The worker advised that her ankle was no worse when she was away. She used a scooter for sightseeing and did a minimal amount of walking. The worker noted that she saw her doctor on March 4, 2010 who was concerned about the swelling and slow improvement in her ankle. Her doctor advised that she could return to desk work with her foot elevated and no standing for 2 to 4 weeks.

On June 6, 2010, an advocate for the employer appealed the acceptance of the worker's claim. The advocate contended that the worker's ankle injury was not due to any hazard of the workplace but was due to a personal act of plugging in her car. The advocate also appealed the WCB's decision to pay the worker wage loss benefits during her vacation period from February 3 to March 4, 2010. The advocate referred to the treatment plan outlined in the February 4, 2010 medical report and stated: "The doctor did not rule out the holiday but curiously, she was told to be off work until February 20, 2010 although the employer could have provided modified, sedentary duties where she could take rest breaks and elevate her ankle if required." The advocate noted that the two medical notes dated February 16 and February 27, 2010 provided no objective medical findings or any information attesting to any disability, total or otherwise. "This was not sufficient information to authorize payment of wage loss benefits as there was no evidence of disability provided as required under WCB policy 44.40.10, Evidence of Disability…While we agree that [the worker] should have gone on her pre-planned holiday, even with a sprained ankle, she should not have received WCB benefits. By going on holidays, she demonstrated that she was not totally disabled."

On June 22, 2010, the worker's union representative submitted to Review Office that the decision to accept the worker's claim was just as the worker's injury occurred on the employer's premises. It was also contended that the worker was entitled to wage loss benefits from January 30 to March 4, 2010 as the treating physician did not recommend a return to work on light duties until March 4, 2010.

In a decision dated August 3, 2010, Review Office determined that the claim was acceptable. Review Office indicated it was satisfied that the worker was on the employer's premises at the time the incident occurred on January 30, 2010. The incident occurred in mid-winter and there was no evidence to indicate that the ground was not "uneven". It determined that there was a "hazard of the premises" which caused the worker's injury.

Review Office also determined that the worker was entitled to wage loss benefits from February 6 to March 4, 2010. It was stated in the decision that there was no evidence that the employer offered the worker a return to work on light duties on January 30, February 3, 4 or 5, 2010. The worker was on holidays as of February 6 and there was no evidence that the employer offered the worker duties up to February 10. It noted that the medical attendants on the cruise ship did not provide any objective medical findings but when the worker returned from her holiday the attending physician noted that her ankle was still swollen and although she could do some weight bearing, she was unable to return to her regular duties.

On November 1, 2010, the employer's advocate appealed Review Office's decision to the Appeal Commission and a hearing was arranged.

On June 14, 2011, the employer's advocate advised the Appeal Commission that the employer was only appealing Review Office's decision in relation to the worker's entitlement to wage loss benefits and not the acceptability of the claim.

Reasons

The worker had a severe ankle sprain injury in the employer's parking lot that was accepted by the WCB as a compensable injury. The issue under appeal deals with whether the employer had offered an appropriate alternative duties position to the worker that the worker should have taken, with the result that there would have been no wage loss benefits required to be paid by the WCB for the period February 6, 2010 to March 4, 2010.

Applicable Legislation and WCB Policy

The Appeal Commission and its panels are bound by The Workers Compensation Act (the “Act”), regulations and policies of the Board of Directors. Under subsection 4(2) of the Act, a worker who is injured in an accident (as defined under the Act) is entitled to wage loss benefits for the loss of earning capacity resulting from the accident. Subsection 39(2) of the Act provides that the WCB will pay wage loss benefits until such a time as the worker’s loss of earning capacity ends, or the worker attains the age of 65 years.

The employer's position

The employer was represented by an advocate and its disability manager. Their position was that the employer has had a longstanding and comprehensive disability management program at the workplace since the 1990s. The program is very flexible in accommodating employees, whether their medical issues are work-related or not. The advocate stated that after the employer was notified about the injury on February 1, 2010, the disability manager did offer sedentary duties (sitting-type duties) to the worker by phone. The worker, however, advised that she was told by her doctor on February 4, 2010 not to work at all because she was on crutches.

The employer's position was that being on crutches did not equate to a total disability. The advocate also noted that the worker was, in any event, only cleared to be off work until February 20, 2010 (in the middle of the vacation period); the employer could have accommodated the worker at that time, and it should not be penalized (for payment of wage loss) for the worker being away from the available modified duties as of that date, while she was on vacation.

The employer also submitted that the WCB adjudicator should have followed up with the worker's doctor immediately, when the return to work form was not returned by the doctor after the worker's February 4, 2010 visit, especially since the adjudicator knew of the employer's disability management program and knew from the nature of the injury that the worker was not totally disabled.

The worker's position:

The worker was represented by a union representative. They supported the decision made by Review Office, and in particular its finding that "there is no evidence that the employer offered the worker a return to work on light duties." They also asserted that the employer did not make an actual offer of light duties until March 15, 2010 which did result in the worker's immediate return to work at that time to light duties, and by April 6, 2010, a return to her regular duties. Their position was that "until [the worker] was cleared to return to work on March 4, 2010, the employer was not in a position to offer alternate work, nor did they offer alternate work, as they did not have the information to determine an appropriate accommodation."

Analysis:

For the employer to be successful in its appeal, the panel would have to find that the worker had been offered an appropriate and available modified or alternate position with the employer that would have recouped her pre-accident wages in this time period, and that her non-participation or non-attendance at work was somehow unreasonable. After considering all the evidence and arguments presented on this matter, the panel was unable to make these findings, on a balance of probabilities, and would therefore deny the employer's appeal. Our reasons follow.

During the hearing and in response to questions from the panel, the employer expanded on the necessary steps involved to return any injured worker to alternative or modified duties with the employer. The worker and her union representative were in general agreement with the employer's evidence on these matters, and our findings are as follows:

· The employer does in fact have a comprehensive, well-established and formalized disability management program. In the panel's view, there are clear and obvious advantages to this type of program, but there are also certain disadvantages that are a by-product of this system. A number of things have to be in place for a return to work in either modified duties or alternative duties.

· At the outset, a Return to Work form (supplied by the employer) must be completed by a doctor that would set out the medical restrictions for the disability program manager to work with, in designing an appropriate set of job duties. In the absence of that form or where there is an issue with the restriction set, the employer will accept (or seek) a WCB medical opinion or decision from a WCB adjudicator setting appropriate medical restrictions for the injured worker. The panel notes that no restrictions were available to the employer from either source, prior to the worker's start of vacation on February 11. The worker had gotten the forms from her employer, and in full compliance with the instructions given to her, she took the forms to her doctor on February 4. It was her understanding (confirmed by the employer) that the doctor could complete the forms and send them in. The worker's evidence at the hearing was that the doctor did not complete the forms while she was there.

· The WCB adjudicator was aware that the forms had not been completed, in a February 4, 2010 conversation with the worker. The adjudicator did not contact the doctor or a WCB medical advisor at that time or at any time in the month of February to establish appropriate medical restrictions.

· The employer's evidence at the hearing was quite clear that a return to work initiative could not begin without medical information to guide its return to work initiative. As such, the panel finds that the employer did not have in its possession any formal medical restrictions upon which to develop a return to work offer. The employer was not in a position to make a meaningful return to work job offer at that time, within the disability program's own guidelines.

· A list of appropriate restrictions was first provided to the employer by the worker's doctor immediately following his first post-vacation examination on March 4, 2010.

· The next step in the formalized return to work process involves an internal meeting between the disability manager and the worker's manager(s) or other individuals to identify a list of possible light duties. At that time, the known medical restrictions would be discussed and an appropriate position or job duties would be determined. The disability manager's evidence at the hearing is that this standard step, the meeting or discussion, also hadn't taken place prior to the worker's departure for vacation. As such, the panel again finds that a meaningful job offer could not have been formulated or communicated to the worker prior to the vacation period.

· The next step routinely involves a full meeting between the disability manager, the worker's manager(s) and the injured worker, with an invitation to the union to participate as well. This meeting in fact took place in mid-March, leading to a return to work on March 15, to light duties.

· The evidence discloses that the employer and worker ultimately did follow the disability management process, leading to a successful return to a light duty position and ultimately a return to full time regular duties. The panel finds, however, that this process was barely started on February 4, and the first step was in fact not completed until the worker's first visit with her doctor, post-vacation, on March 4, 2010. From that point forward, the process worked quickly and efficiently, resulting in a return to work within approximately 10 days.

· As to the worker's reliance on the February 4, 2010 doctor's note recommending a complete absence from job duties to February 20 (placing her mid-vacation), the panel finds that it was reasonable for the worker to do so. Her condition had been described as severe, and in fact the continuing severity of the ankle condition was still a point of considerable concern for her doctor at the March 4, 2010 examination. The panel notes that the worker did not have a substantive conversation with the employer about specific duties at the work place prior to her departure, had no specific information in hand regarding the availability of specific job duties that could have influenced the doctor one way or the other at the February 4 visit, had no role in the doctor's not completing the forms, and was in all respects fully cooperative with her employer (in delivering the forms to the doctor), in following up with medical updates (at a clinic in Florida for follow-up assessments), and in the disability management process once she returned to Canada from her vacation.

Based on these findings, the panel concludes that the worker did not have a substantive alternate duties job offer in hand between February 6 and March 4, 2010 that otherwise complied with the employer's disability management program that would have allowed her to return to work and recoup her pre-accident wages. Accordingly, the worker is entitled to full wage loss benefits for that period of time, and the employer's appeal is therefore dismissed.

Panel Members

L. Choy, Presiding Officer
A. Finkel, Commissioner
P. Walker, Commissioner

Recording Secretary, B. Kosc

L. Choy - Presiding Officer

Signed at Winnipeg this 28th day of June, 2011

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