Decision #27/09 - Type: Workers Compensation

Preamble

In November 2007, the worker underwent a total right knee replacement. The worker subsequently contended that the need for his total knee replacement was made necessary because of his compensable knee injuries that he sustained in 1994, 1991 and 1999. Review Office determined that the worker’s ACL insufficiency, medial meniscus tear and subsequent degenerative changes in the right knee which led to the 2007 knee replacement were not the result of his three compensable work injuries. The worker disagreed with the decision and an appeal was filed with the Appeal Commission through the Worker Advisor Office. A hearing was held on January 20, 2009 to consider the matter.

Issue

Whether or not the WCB should accept responsibility for the worker’s total right knee replacement.

Decision

That the WCB should not accept responsibility for the worker’s total right knee replacement.

Decision: Unanimous

Background

As noted in the preamble, the worker underwent a total right knee replacement in 2007 which he related to the effects of his compensable knee injuries sustained in 1984, 1991 and 1999. The following is a summary of each of these claims:

1984:

On September 6, 1984, the worker was cutting grass with a weed eater when he slipped into a culvert hole and twisted his right knee. On the same day, the worker sought medical attention and the examination findings revealed tenderness in the medial and lateral aspects of his knee with good range of motion. The diagnosis rendered was a right knee injury. An x-ray of the right knee dated September 6, 1984 revealed no abnormality and no evidence of bony injury.

As the worker’s right knee pain continued, the treating physician referred the worker to an orthopaedic specialist. In a report dated November 26, 1984, the specialist described the worker’s knee condition as traumatic chondromalacia patella which was getting better.

In a progress report of December 5, 1984, the treating physician stated, in part, “I am of the opinion that there may be meniscus injury in view of the swelling.”

In a further report dated January 2, 1985, the orthopaedic specialist noted that the worker sustained a type of direct trauma to the front of his knee when he fell into the culvert hole. Examination of the right knee showed no evidence of joint effusion and no evidence of muscle atrophy. There was no marked local tenderness present anywhere around the right knee joint apart from some apprehension on deep palpation of the undersurface of the right patella. His impression was that the worker was recovering from a traumatic type chondromalacia of the right patella and would be able to return to work in a month or two.

On February 4, 1985, a WCB medical officer reviewed the file evidence and commented that traumatic chondromalacia patella can become a pre-existing condition for arthritis.

The claim for compensation was accepted and the worker received compensation benefits from September 7, 1984 to March 22, 1985. On March 25, 1985, he returned to work with the accident employer in his seasonal position as a groundskeeper.

1991:

On September 9, 1991, the worker reported that he twisted his right knee when he slipped in a muddy bed while raking around some shrubbery.

In a telephone conversation with a WCB adjudicator on December 23, 1991, the worker indicated that he had problems on and off with his right knee since the 1984 injury but nothing serious. He did not seek medical attention nor did he advise any co-workers. In January 1991, his knee started to lock so his physician arranged for him to undergo an arthrogram. The worker indicated that the accident of September 9, 1991 severely increased his knee symptoms. The worker expressed the view that his current symptoms (in December 1991) were due to his 1984 injury and the exacerbation of September 9, 1991.

An arthrogram of the right knee taken January 14, 1991 identified a tear affecting the medial meniscus more severe in the posterior horn.

In a referral letter to a second orthopaedic specialist dated September 20, 1991, the treating physician noted that the worker twisted his right knee on September 9, 1991 and that he complained of pain over the medial aspect of his right knee with locking and clicking for the past few years. He asked the specialist to arrange an arthroscopic examination.

On December 10, 1991, the second orthopaedic specialist reported that the worker’s history and physical findings suggested a tear of the medial meniscus and that the worker would be a candidate for arthroscopic assessment and possible arthroscopic meniscectomy. It was noted, however, that the worker had a pre-existing medical condition which needed to be managed. Once that condition was properly controlled, the surgery could be arranged.

On December 23, 1991, at the request of primary adjudication, the WCB medical advisor was asked to comment on “In your medical opinion, are clmts [claimant’s] current symptoms & surgery related to the 1984 CI, the 1991 CI, or both, or neither.” The medical advisor’s reply was “1984 – enhanced by 1991 CI”. The medical advisor authorized the proposed surgery as was recommended.

On March 5, 1992, the above WCB medical advisor reviewed the file again at the request of primary adjudication. He stated “The claimant has had ongoing knee problems for years. I doubt if chondromalacia was the real dx [diagnosis] in 1984 but more likely he had a small tear of his medial meniscus at that time enhanced by 14/1/91 and/or 9/9/91 injury which resulted in a further tear of an already thinned out and pathological meniscus…”.

On March 18, 1992, a WCB orthopaedic consultant reviewed the file and was of the view that the tear in the worker’s right knee did not stem from his 1984 accident. Authorization for the proposed surgery was revoked. In a letter to the orthopaedic surgeon dated March 18, 1992, it was noted that:

  • When the worker was assessed in relation to the September 1984 knee injury, no ligamentous injuries were able to be verified and there was no fluid or inner joint pathology.
  • The worker returned to his occupation and during 1989, had three injuries (left knee, left foot, and back strain) reported to the WCB. During the evaluation of these three individual injuries, there were no complaints of right knee disability or symptomatology.
  • The arthrogram of January 14, 1991 which revealed a torn medial meniscus was not reported to the WCB as being related to a workplace injury.

In a decision to the worker dated April 9, 1992, the WCB adjudicator stated “…The orthopaedic consultant was of the opinion that there is no clinical evidence to support the assumption that the 1984 compensable injury had resulted in a tear of the medial meniscus. Also, the torn medial meniscus is diagnosed in the January 1991 arthrogram, and therefore cannot be related to the September 1991 compensable injury. As the objective medical evidence cannot relate the surgery to repair [the worker’s] medial meniscus tear to either the September 1984 or the September 1991 compensable injuries, the authorization to accept responsibility for this surgical procedure has been revoked.” The worker was further advised that the WCB considered him to have recovered from his September 9, 1991 compensable injury and that benefits would be paid to April 16, 1992 inclusive and final.

In April 1992, when his crew was called back to work, the worker returned to his regular seasonal duties with the accident employer. The proposed arthroscopic surgery was not performed.

1999:

On May 12, 1999, the worker twisted his right knee while getting out of a truck. When seen for treatment on May 14, 1999, the treating physician noted tenderness over the medial meniscus and swelling. His diagnosis was a torn medial meniscus. The worker was referred to a sports medicine clinic. On May 25, 1999, the worker was seen by a sports medicine physician, who noted tender medial joint line, small effusion and stable ligaments.

A right knee tunnel view x-ray was done on May 25, 1999. The radiological report indicated the following:

“There is no significant joint effusion. There is moderate degenerative narrowing identified affecting the medial joint compartment associated with marginal spurring. The lateral and patellofemoral compartments are relatively well preserved.”

On June 9, 1999, a third orthopaedic specialist’s examination findings of the worker’s knee revealed the following, “…He had a mild effusion in the right knee. His range of motion is full. He has an obvious ACL (anterior cruciate ligament) insufficiency with positive Lachman’s and at least a Grade I pivot shift. He has quite marked medial joint line tenderness. X-rays show some early medial compartment degenerative changes in this knee. This is a combination of unstable knee with probable mechanical symptomatology as well. He has had numerous episodes of this knee giving way both in and out of work. I think the treatment of choice would be to go ahead and scope the knee, deal with any intra-articular pathology, and carry out an ACL reconstruction to stabilize it. This unfortunately will not undo the medial compartment degenerative changes that are already present…”

On July 22, 1999, a WCB orthopaedic specialist reviewed the file and stated:

“The claimant was noted to have pre-existing degenerative joint disease primarily involving the medial compartment of the right knee on an x-ray reported May 25, 1999, 13 days after the CI of May 12, 1999. Historically, he would not appear to have sustained any major anterior cruciate ligament disruption or tear as he did not develop a major hemarthrosis within the knee joint.

The [orthopaedic specialist] notes on a subsequent examination dated June 9, 1999, only a grade I pivot shift. He was only off work for eight days apparently following this incident.

The claimant is also reported on review of the file to have had a tear of the medial meniscus noted on an arthrogram carried out January 14, 1991.

The CI of May 12, 1999 may have merely aggravated the pre-existing changes noted radiologically and/or the previous medial meniscus tear.”

In a decision dated August 23, 1999, the worker was advised that the WCB was accepting his 1999 claim but no responsibility would be accepted for a knee brace or the proposed surgery to his right knee as it was the WCB’s opinion that he suffered a temporary aggravation of his pre-existing right knee medial meniscus tear and degenerative joint disease.

On September 13, 1999, the worker questioned why the WCB was considering the tear in his right knee as pre-existing when it was present during his 1984 claim. He reported that he spoke with his treating physician and there was documentation in 1984 that he had a tear in his right knee. The worker advised that his union was taking a look at all his claims in helping him appeal the WCB’s decision not to accept responsibility for surgery.

On November 16, 1999, surgery was performed. The pre-operative diagnosis was “Anterior cruciate deficient unstable right knee”. The post-operative diagnosis was “The same, plus medial meniscus tear and medial compartment osteoarthritis”. In a follow up report dated November 22, 1999, the treating surgeon noted that the worker’s incisions were healing satisfactorily and that physiotherapy would soon commence.

Following his recovery from the surgery, the worker returned to his seasonal work with the accident employer. In 2003, the worker obtained full time permanent employment with the accident employer in a more physically demanding job. He stayed in this position until 2005.

2004:

In November 2004, the worker re-engaged contact with the WCB. He advised that his right knee was now “bone on bone” due to wear and tear from his first compensable injury. He indicated that his doctors were recommending a plastic knee.

Primary adjudication requested and obtained additional medical information. On December 3, 2004, the orthopaedic surgeon reported that the next time he saw the worker after November 22, 1999 was on August 30, 2000 when the worker had a further hyperextension injury when he was going down some stairs. When seen again on October 26, 2004 this was for the worker’s known chronic ACL insufficiency with reconstruction and underlying arthritic changes in the knee. The worker was having more medial joint pain. A weight-bearing AP x-ray showed that he had progression of the medial joint arthritis so that he was down to bone on bone contact. The surgeon further stated “By history he in fact had three major injuries to this knee, all work related, any of which could have resulted in his ACL insufficiency and subsequent degenerative changes in the knee. I suspect that his first injury which occurred back in the early 1980’s when he caught his leg in a culvert was probably the most likely culprit for the original ACL tear in his knee.” The specialist concluded that the worker would eventually require a full total knee replacement.

On March 18, 2005, a WCB medical advisor noted the opinion expressed by the orthopaedic surgeon that the 1984 claim resulted in the original right ACL tear. The medical advisor indicated that the history outlined in the orthopaedic specialist’s report of January 2, 1985 did not provide any evidence of ACL pathology (i.e. giving way). Instead, the claimant reported pain and swelling at the front of the right knee joint. The only finding on exam was apprehension on deep palpation of the undersurface of the right patella. The medical advisor also noted that the treating physician’s report of September 20, 1991 indicated that the worker had been complaining of right medial knee pain for a “few years”. Unless there were ongoing reports of right knee complaints made from the date of the 1984 compensable injury, he found it difficult to conclude the tear found on the January 14, 1991 arthrogram resulted from the 1984 accident.

In a report from the treating physician dated August 30, 2005, he stated there was no documentation of injury to the worker’s right knee from March 22, 1985 until October 22, 1990 when he again complained of pain. At that stage he was referred to an orthopaedic surgeon who carried out an arthrogram. The orthopaedic surgeon indicated that the worker complained of pain over the medial side of the right knee with locking and clicking. He did not express an opinion as to how this medial meniscal tear arose. The treating physician indicated “I still believe that his original injury on September 6, 1984 caused the meniscal tear.”

The worker provided the WCB with a report from the orthopaedic surgeon dated November 30, 1991. The orthopaedic surgeon stated, “I reviewed this gentleman on the 20th of November 1991 regarding his right knee complaints. This gentleman’s history and physical findings certainly do suggest that he has a tear of the medial meniscus.”

On March 15, 2006, the WCB case manager indicated to the worker that the report of November 30, 1991 did not establish a link between a possible torn medial meniscus or an ACL rupture and his compensable injury in September 1984. Therefore no change would be made to the decision outlined on August 23, 1999.

On November 19, 2007, a total right knee replacement surgery was performed on the worker. A report dated February 22, 2008 from the orthopaedic surgeon indicated:

“[The worker] had several injuries to his right knee all work related. This resulted eventually in an ACL deficient unstable knee which went on to quite severe degenerative arthritis necessitating his knee replacement. His most recent x-rays taken of both knees prior to his knee arthroplasty revealed very arthritic right knee with essentially normal left knee. Therefore this is not just age related degenerative changes but in fact degenerative changes secondary to an ACL deficient unstable knee with recurrent injuries. The history that I have of this gentleman indicates that he’s never had a significant injury to his right knee outside of the workplace. The initiating injury was the fall into the culvert which I think is compatible with his subsequent ACL insufficiency.”

The case was again considered by primary adjudication on July 3, 2008. The case manager indicated that the WCB was unable to accept that the worker’s total knee replacement was related to the September 6, 1984 compensable injury. As a rationale for his decision, the case manager indicated that the WCB was unable to establish any continuity of treatment or complaint between 1985 and 1990. He noted that a WCB orthopaedic consultant reviewed the file on June 25, 2008 and stated, “the claimant was examined by an orthopaedic surgeon who found no evidence of internal derangement, either meniscus tear or cruciate ligament tear after the initial workplace injury of 1984”, and that “I have found no new medical information on further review of these files to change that opinion.”

On July 15, 2008, a worker advisor asked Review Office to reconsider the decisions made by primary adjudication. The worker advisor outlined his position that the medical evidence supported that on a balance of probabilities, the worker’s right knee condition developed as a result of his prior workplace injuries and would not have progressed to its current stage had it not been for his 1984 compensable injury.

A submission was forwarded to Review Office from the employer’s representative dated August 20, 2008. He outlined the position that the evidence failed to establish the necessary nexus between the need for a total knee replacement and the worker’s compensable injuries. The representative suggested that the orthopaedic specialist’s report of November 26, 1984 was the best evidence in terms of whether a tear of the meniscus or ACL emanated from the 1984 compensable injury. He indicated that although the most recent orthopaedic surgeon was supportive of a relationship, his initial involvement with the worker did not occur until almost 15 years post 1984 incident and his theories were not supported by the medical evidence gathered at that time and there appeared to be a degree of reliance on the self reporting of the worker.

On September 29, 2008, Review Office determined that the worker’s ACL insufficiency, medial meniscus tear and subsequent degenerative changes in the right knee which led to the 2007 right knee replacement were not the result of the compensable knee injuries from 1984, 1991 and 1999 and that the total right knee replacement was not the WCB’s responsibility. Review Office’s rationale was as follows:

  • there was no medical evidence of continuity of symptoms in the right knee between 1985 and 1991. The worker continued to work in a physically demanding job during that time period and did not seek medical treatment. It therefore could not attribute the ACL insufficiency, medial meniscal tear, and subsequent degenerative changes to the 1984 compensable injury.
  • the worker already had a torn meniscus in January 1991 which was before the September 9, 1991 re-injury of the knee. In its opinion, this diagnosis was not a result of the compensable injury.
  • the worker returned to work in April of 1992. The clinical findings following the May 12, 1999 work injury were tenderness on the medial meniscus with swelling. X-rays of May 25, 1999 reported no significant joint effusion and changes of osteoarthritis in the medial compartment of the right knee associated with spurring.

On October 31, 2008, the worker advisor appealed Review Office’s decision to the Appeal Commission and a hearing was arranged.

Reasons

Applicable Legislation:

The Appeal Commission and its panels are bound by The Workers Compensation Act (the “Act”), regulations and policies of the Board of Directors. Subsection 4(1) of the Act provides:

4(1) Where, in any industry within the scope of this Part, personal injury by accident arising out of and in the course of the employment is caused to a worker, compensation as provided by this Part shall be paid by the board out of the accident fund, subject to the following subsections. (emphasis added)

The key issue to be determined by the panel deals with causation and whether the worker’s right total knee replacement surgery was required as a result of the workplace accidents of September 1984, September 1991 and/or May 1999.

The worker’s position:

The worker was assisted by a worker advisor at the hearing. It was submitted that the evidence supports that the worker’s total right knee replacement was, on the balance of probabilities, made necessary by his compensable injuries in 1984, 1991 and 1999, and in particular, the accelerated deterioration of the knee joint caused by these injuries. Although the worker did not consistently complain of problems with his knee to his doctor, this was because the knee was not a significant problem for him. He continued to work, and this may have caused a smaller tear to become bigger with further injury. The knee is a system and if any part of that system is affected, then the rest of the system is affected as well. It was submitted that the most significant evidence was that the worker was only 54 years old when his right knee was replaced. His left knee suffered no compensable injuries, and it is in fine condition. Overall it would be reasonable to presume that the right knee replacement must be related to the previous workplace injuries, in the absence of any other unknown factors. The WCB should therefore be responsible for the right knee replacement.

The employer’s position:

A representative from the employer was present at the hearing. It was submitted on behalf of the employer that the weight of all evidence, both medical and non-medical, fails to establish the necessary nexus between the right knee arthroplasty and the three compensable claims. The employer’s representative reviewed the medical record in detail and referred the panel to medical findings which refuted the position that the compensable incident of September 6, 1984 was the origin of the worker’s knee problems and that the cumulative effects of that injury, when combined with the incidents of 1991 and 1999, led to the requirement for the 2007 arthroplasty. It was submitted that the panel should confirm the previous decision of the WCB.

Analysis:

The issue before the panel is whether the WCB should accept responsibility for the worker’s total knee replacement. In order for the appeal to be successful, the panel must find that the total knee replacement surgery, which was performed in November, 2007, was required because of any or all of the three right knee injuries which the worker suffered at work some years earlier. According to the WCB Policy 44.10.20.10, Pre-Existing Conditions, the general approach is that if a loss of earning capacity is caused in part by a compensable accident and in part by a noncompensable pre-existing condition, or the relationship between them, the WCB will accept responsibility for the full injurious result. Thus, if we find that any of the three workplace knee injuries caused or contributed to the need for total knee replacement, then the WCB should accept responsibility for the surgery. On a balance of probabilities, the panel finds that the WCB should not accept responsibility.

In considering this appeal, the panel examined each of the three workplace accidents to determine the nature of the injury suffered by the worker from each incident.

September 6, 1984

The workplace injury reported by the worker on this date was that he fell in a culvert and twisted his right knee. At the hearing, the worker elaborated on the incident. He described the culvert as being a 12-14 inch diameter vertical drainage hole. He stepped into the hole with his right leg and fell down and backwards to the ground. Understandably, due to the passage of time, he does not specifically recall whether or not he struck the front of his kneecap when he fell.

On the day of the accident, the worker was examined by his general practitioner. Almost three months later, he was examined by an orthopedic surgeon. Both diagnosed the worker as having suffered traumatic chondromalacia patella. The panel reviewed the medical notes and reports from 1984 and early 1985 to determine whether there was any indication that the worker may have suffered a tear to the medial meniscus or the ACL at that time. The most detailed examination appears to have been done by the orthopaedic specialist whose results were summarized in the report of January 2, 1985. The panel notes that the specialist found that:

  • The right knee showed no evidence of joint effusion;
  • Examination of different ligaments of the right knee proved to be satisfactory;
  • There was no marked local tenderness present anywhere around the right knee joint apart from some apprehension on deep palpation of the undersurface of the right patella;
  • McMurray’s test and Appley’s test were both negative.

It is the panel’s understanding that McMurray’s and Appley’s tests are orthopaedic maneuvers used to assist in the detection of a meniscal tear.

The general practitioner’s chart notes tended to be somewhat brief. On November 18, 1984, he noted: “Knee is not too bad.” The notes from January 28, 1985 indicate that at that date, the worker was reporting that he was now doing well, with occasional pain. The knee was practically well with good range and no laxity. The general practitioner’s reports to the WCB continued until March 1985 to report a pain in the right knee with a tender medial side and good range of motion.

Overall, we find that the file information does not disclose evidence which would convince us on a balance of probabilities that the worker suffered a meniscal tear or injury to his ACL when he fell in the hole. We adopt the diagnosis made at the time and find that in September, 1984, the worker suffered a traumatic type of chondromalacia of the right patella, which condition resolved over time. Although at the hearing, the worker reported that he believed that the clicking and locking in his knee started a few months after his fall into the culvert, he was very unsure as to this time period. The panel notes that the general practitioner’s chart notes from 1985 to 1990 do not reflect that any complaints were made by the worker with respect to his right knee. There are notations which list “right knee traumatic chondromalacia” as part of the worker’s medical history, but it does not appear that the worker sought any further treatment with respect to this condition. In a WCB memorandum dated December 23, 1991, the adjudicator’s notes indicate the worker advised that: “In 1/91 knee started locking.” Given the worker’s uncertainty as to dates, the panel prefers the notes which were taken in 1991 and find that there were no locking problems with the worker’s knee until 1991, likely after the worker suffered the meniscal tear due to a non-work related cause.

Based on the foregoing, the panel finds on a balance of probabilities that the 1984 injury was a traumatic type chondromalacia which resolved and did not cause or contribute to the 2007 total knee replacement surgery.

September 9, 1991

When the second workplace right knee injury occurred in September, 1991, the worker had already, in January of 1991, been diagnosed with a tear affecting his right medial meniscus. It is therefore apparent that he could not have sustained the tear when performing the raking duties in September. The general practitioner advised that after the 1984 injury, the next time the worker sought attention for his right knee was on October 22, 1990. The worker’s evidence at the hearing was that he was on a lay off at that time and his knee was bothering him. It had “clicked out” (as it was regularly prone to do) and had swollen up. Since he had time, the worker decided to seek treatment for this ongoing problem. When an arthrogram was performed in January, 1991, the tear affecting the medial meniscus was identified.

In a report dated December 10, 1991, an orthopedic surgeon identified the worker as a candidate for arthroscopic assessment and possible arthroscopic meniscectomy. At the time, however, other health conditions experienced by the worker contra-indicated surgery and it was decided that these conditions should be managed before proceeding with the knee surgery. Thus, although the need for a meniscectomy was identified in 1991, it was not performed. Ultimately, the meniscal tear was not treated until November 16, 1999.

In the panel’s opinion, the workplace injury of September 1991 caused a temporary aggravation to a pre-existing tear of the right medial meniscus. Although the worker was disabled for a period of time, in April, 1992 he was able to return to work in his same job position when his work crew was recalled back after the seasonal lay off. There was then a period of approximately seven years from April 1992 to May 1999 where the worker continued working for the same employer, with no medical attention being sought with respect to his right knee. The evidence would suggest that there was no enhancement of the worker’s right knee condition as a result of the September 1991 accident, and the panel so finds.

May 12, 1999

The first reference to an ACL insufficiency was in the June 9, 1999 report from the third orthopaedic specialist. The ACL insufficiency, combined with the degenerative changes to the medial compartment ultimately necessitated the knee replacement surgery in 2007. The panel has already determined that the medial meniscal tear was pre-existing and accordingly, the tear and the related degenerative changes to the medial compartment cannot be found to be related to the May 12, 1999 incident.

The panel therefore gave consideration to whether the ACL insufficiency resulted from an acute injury sustained on May 12, 1999. We find that it did not. While jumping off a truck could cause such an injury, the medical evidence from May and June 1999 does not support a finding that an ACL tear occurred. A ligament rupture would be expected to be accompanied by significant swelling and hemarthrosis. This is not reflected in the medical reports. The x-ray done on May 25, 1999 specifically indicates no significant joint effusion. The examination notes from both the treating physician and the sports medicine physician reference medial meniscus and joint line concerns, but do not reflect any symptoms specifically related to the ACL. The sports medicine physician also found that the ligaments were stable.

After review of all the evidence, the panel finds that the weight of the evidence does not support the conclusion that a traumatic injury to the ACL occurred on May 12, 1999. The panel notes that it is not uncommon for ACL laxity to develop where there is a longstanding derangement affecting the medial meniscus. In the worker’s case, surgery was recommended many years earlier in 1991, but was not performed. In the panel’s opinion, it is more likely that the untreated medial compartment condition caused the ACL insufficiency. As this condition is due to non-compensable causes, the resultant ACL insufficiency is also non-compensable. The panel therefore finds that on May 12, 1999, the worker suffered only a temporary aggravation of his pre-existing right knee condition, which resolved without any enhancement.

For the reasons set out above, the total knee replacement surgery performed in 2007 is therefore not the responsibility of the WCB. The worker’s appeal is dismissed.

Panel Members

L. Choy, Presiding Officer
A. Finkel, Commissioner
G. Ogonowski, Commissioner

Recording Secretary, B. Kosc

L. Choy - Presiding Officer

Signed at Winnipeg this 24th day of February, 2009

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