Decision #05/08 - Type: Workers Compensation
Preamble
This is an appeal by the employer of Workers Compensation Board (“WCB”) Review Office Order No. 451/2007 which determined that the worker’s claim for compensation was acceptable.
The worker filed a claim with the WCB for a low back injury that occurred on February 6, 2007. On March 12, 2007, short term claims denied the claim on the grounds that there was no mechanism of injury to support that the worker sustained an accident in the workplace as defined under subsection 1(1) of The Workers Compensation Act (“the Act”). A union representative appealed the decision to Review Office.
On June 28, 2007, Review Office overturned the decision and accepted the claim. Given that the onset of symptoms occurred during the course of the worker’s employment and no other cause for the injury was apparent, Review Office said it must be proven that the accident did not arise out of the employment for the worker’s claim to be denied. It stated that while no incident at work or otherwise had been identified as the cause for the development of the worker’s symptomatology on February 6, 2007, it was most probable that the worker’s driving duties likely precipitated the injury sustained that day. The employer appealed the decision to the Appeal Commission and a file review took place on September 11, 2007.
On October 29, 2007, the panel decided to obtain additional information from the worker’s treating physician and physiotherapist. On November 26, 2007, all interested parties were provided with copies of the information that was provided by the physician and physiotherapist and were asked to provide comment. On December 17, 2007, the panel met and rendered its final decision.
Issue
Whether or not the claim is acceptable.Decision
That the claim is acceptable.Decision: Unanimous
Background
On his application for compensation benefits dated February 23, 2007, the worker reported that he was driving a bus on February 6, 2007 when he started to get spasms in his back. It got to the point where he could hardly move. He called in to his employer and an ambulance was sent. He could not pinpoint what caused his back pain to occur. He said he was fine when he went into work and that this happened in the middle of his shift.
An accident report received from the employer dated February 26, 2007 stated the worker did not submit a green card. The worker reported that his back got tighter and tighter while driving. When he reached a specific location at 15:50 pm, the worker stalled the vehicle due to extreme back pain. The worker was unable to recall a specific event that caused the pain, just that the pain got to a level where it was unbearable.
A hospital emergency report showed that the worker was examined on February 6, 2007. The worker described onset of low back pain while driving. No trauma was identified. The diagnosis was low back pain.
On February 13, 2007, the worker’s treating physician indicated that the worker was driving a bus when he felt sudden pain. The diagnosis was a lumbosacral strain.
The worker was contacted by a WCB adjudicator on March 2, 2007 and the following information was obtained:
- the worker could not remember anything specific that caused his injury. The roads were not particularly rough;
- a couple of years ago he fell while coaching hockey but does not recall anything recent;
- he was driving a newer type of bus that featured a low floor and was shorter in length;
- when the worker sought medical attention on February 13 and 27, the physician indicated that something in his back moved and was touching a nerve;
- outside of work, he does nothing physical and he does not participate in sports.
On March 12, 2007, all parties were advised that the claim for compensation was not acceptable as there was no mechanism of injury to account for the worker’s low back pain.
On April 10, 2007, the worker’s union representative advised the WCB that there was a person who witnessed the incident of February 6, 2007. He also offered to provide the WCB with information relating to the different runs the worker did that day and the air-ride seats. The union representative was of the view that the subsection 4(5) presumption in the Act applied, as the worker had gotten onto the bus himself but was taken off by ambulance.
On April 16, 2007, the union representative wrote to Review Office. It was his contention that a chance event occurred on February 6, 2007 when the worker suffered an accident as defined under subsection 1(1) of the Act. He contended the accident was a culmination of ongoing operation of the bus over rough roads.
On April 26, 2007, a WCB adjudicator contacted the witness. The witness, a passenger on the bus, recalled the February 6, 2007 incident. She noticed the worker was shifting in his seat and looked to be uncomfortable. As the bus turned, the driver was starting to stiffen. She initially thought it was a heart attack. The worker started to moan slightly and was turning very pale and looked to be in severe pain. The worker stopped the bus and instructed her to put the bus in park. The worker did not say what was wrong and it seemed that he could not really speak. He called his supervisor and she waited with the driver until the ambulance came. She did not notice anything unusual or out of the ordinary about the ride that day.
On May 7, 2007, the union representative was informed that the WCB contacted the witness to confirm the events that took place. However, given the medical evidence and the fact that there was no mechanism of injury provided to support the accident, the decision of March 12, 2007 would not change.
In a submission to Review Office dated May 16, 2007, the union representative noted that the worker had already driven a number of hours prior to the incident and in the witness’ own words, the worker started to stiffen, moan and go pale. He said the contrary had not been proven so the claim was a just one and responsibility should be accepted for the claim.
In a rebuttal submission dated May 31, 2007, the employer’s representative outlined his view that there was no basis to vary the March 12, 2007 adjudicative decision. He stated that with the case at hand, the presumption was rebutted in that there was no evidence of a causal connection between the work and the injury. He stated the union provided the name of a person that they considered to be a witness to “the accident” on February 7, 2007 and that the witness clearly indicated that she witnessed an individual in distress but was not a witness to any specific incident.
Following its file review, the panel sought additional medical information, which was shared with the parties for their comments. The panel then met on December 17, 2007 to discuss this case.
Reasons
The worker in this case had an onset of back pain while he was performing his job duties as a driver. This case turns on whether his injury is causally related to his employment. To date, the WCB has found a causal linkage and has accepted the worker’s claim. This is an employer’s appeal of that claim acceptance, by way of a file review. For the employer’s appeal to succeed, the panel would have to find, on a balance of probabilities, that the facts of this case do not support that there was a workplace accident under the Act.
The Parties’ Arguments:
Employer’s position:
In its submission of September 4, 2007, the employer stated the Review Office incorrectly used the presumption section of the Act to draw the evidentiary conclusion that an event occurred or a thing was done. The employer argues that this section was not created for that purpose. The employer’s position was that no part of the definition of accident had been satisfied and thus there was no basis for the application of subsection 4(5) which appeared to be the sole basis for the Review Officer’s decision. A second submission after the circulation of medical information to the parties reiterated this position.
Worker’s position:
In its submission of September 4, 2007, the union representative stated that subsections 1(1), 4(1) and 4(5) were relevant to this case. He stated that the witness’ description of events was sufficient to identify an accident as defined under subsection 1(1), as a chance event that occurred at and in the course of employment.
Legislation:
Subsections 1(1) and 4(1) of the Act set out the circumstances under which claims for injuries can be accepted by the WCB, and state that the worker must have suffered an accident that arose out of and in the course of his employment. Once such an accident has been established, the worker would then be entitled to the benefits provided under the Act.
Subsection 4(1) is clear that both parts of the test must be met: firstly, it must arise out of, and secondly, be in the course of the worker’s employment.
Subsection 4(5) sets out a “presumption” where there is evidence available as to one part of the test and none whatsoever regarding the other part of the test. Under these circumstances, the presumption applies, and allows for the establishment of a workplace accident.
WCB Policy 44.05, Arising Out of and in the Course of Employment, provides the following clarification of the terminology used in these sections of the Act.
“Generally, an injury or illness is said to have “arisen out of employment” if the activity giving rise to it is causally connected to the employment—that is, if it is caused by some hazard which results from the nature, conditions or obligations of the employment. To have occurred "in the course of employment," an injury or illness must have occurred within the time of employment, at a location where the worker may reasonably be, and while performing work duties or an activity incidental to employment.
The Workers Compensation Act provides that where the accident arises out of employment, it shall be presumed the accident occurred in the course of employment unless the contrary is proven; and where the accident occurs in the course of employment, it shall be presumed that the accident arose out of employment unless the contrary is proven.”
Within the facts of this case, subsection 4(5) has been applied by the Review Office to accept the claim, with findings that the worker’s injuries had arisen in the course of employment, and there being no evidence to rebut the presumption that they arose out of the employment as well.
Analysis:
For the panel to continue to accept this worker’s claim, it would have to find that the worker’s back condition arose both out of and in the course of his employment, or in the alternative that the presumption clause in subsection 4(5) applies and its criteria are met.
After a careful review of the file evidence and the submissions of the parties, the panel has determined that while the criteria of subsections 1(1) and 4(1) of the Act were not fully met, the claim is nonetheless acceptable under the presumption provisions of subsection 4(5).
The evidence in this case discloses that the worker suffered a significant and rapid onset of back pain in the middle of his work shift, and in fact while performing his specifically assigned job duties as a driver.
The panel thus finds that the second part of the test described in subsection 4(1) of the Act – “in the course of employment” – is satisfied. It is clear that the worker’s symptoms came on while he was at work. He had started the shift fully functional, and suffered an onset of low back symptoms later in his shift, within a very short period of time, to the point where he was required to stop the vehicle, and be transported by ambulance to a hospital. A passenger was an independent witness to these events.
The first part of the test described in subsection 4(1) of the Act -- “arising out of” -- is the more problematic. As noted in WCB Policy 44.05, this criterion requires that there be evidence that the injury was caused by some hazard which results from the nature, conditions or obligations of the employment.
The panel has reviewed the evidence on the file and the arguments of the parties on this point, and notes that both the worker and the witness were queried at various points, and neither indicated any issues regarding rough roads or bumpy rides, nor was there any indication on the file of any mechanical problems with the seats or suspensions or any other hazard that could have led to the worker’s increasing back pain. The panel notes that the worker’s union representative has submitted that a variety of events could have happened, including long stretches of drives over rough roads, or potential issues associated with shorter wheel length buses, as well as general comments about driver seats. There is, however, no evidence before us that any of these events actually took place. Thus, it becomes difficult for the panel to find factual circumstances leading to either a traumatic injury or a gradual onset condition arising from the worker’s job duties.
During its deliberations, the panel recognized that the file contained very little information regarding the worker’s actual medical condition, test results, or prior medical history, and that it would be helpful to gain a better understanding of the etiology of the worker’s back condition, if available. Using its enquiry powers, the panel sought additional information from the worker’s treating medical practitioners, which was shared with the parties for comment.
After review of the medical information, the panel notes that the medical evidence on the file also fails to disclose any factors supporting either a work-related or non-work-related cause for the rapid onset of low back symptoms while the worker was on the job.
As such, after a review of the arguments and evidence regarding job hazards, job duties, and medical conditions, the panel finds no identifiable causes to account for the onset of symptoms occurring while the worker was in the course of his employment. Under these circumstances, the Act obliges the panel to apply the presumption set out in subsection 4(5): “Where the accident occurs in the course of employment, it shall be presumed that the accident arose out of employment unless the contrary is proven.” In this case, the evidence is not available, on a balance of probabilities, to prove the contrary.
As for the employer’s argument regarding the use of the presumption clause, the panel notes that the employer’s interpretation is excessively restrictive, and would result in the presumption clause being rendered inoperable. The Act is clear that the presumption clause can and should be applied to establish a workplace accident, within the facts of this case, where there is no evidence available to rebut that the accident arose out of the employment.
Accordingly, the panel finds that subsection 4(5) is applicable, the worker’s claim continues to be acceptable, and the employer’s appeal on this issue is therefore denied.
Panel Members
A. Finkel, CommissionerM. Day, Commissioner
Recording Secretary, B. Kosc
A. Finkel - Commissioner
Signed at Winnipeg this 7th day of January, 2008